Privacy Policy & Form ADV

Privacy Policy

Effective August 2018

In this privacy notice, “we,” “us,” and “our” refer to Arnold & Mote Wealth Management. We have a commitment to protect the confidentiality and security of information we gather about you in connection with providing our services. This privacy notice describes our policy with respect to the collection, disclosure, and protection of such information.

Information we collect

We collect information about you to help you meet your financial goals. We may collect nonpublic personal information about you that includes but is not limited to your personal finances, your health to the extent it affects your financial planning, your transactions with third parties, and your relationships with your family and others. We gain access to your personal information from the following sources:

  • Information you provide to us on surveys or questionnaires or other documents, in conversation, and through your transactions with us, or
  • Information about your transactions with others from sources such as consumer reporting agencies, online, or from documentation or access you provide to us.

Information we disclose

We do not disclose any nonpublic personal information about our clients, potential clients, or former clients to anyone except as permitted by law. We do not provide information to mailing list vendors or solicitors. Federal and state securities regulators may review our company records and your personal records as permitted by law.

At your direction, we disclose limited information about you to attorneys, accountants, and mortgage holders with whom you have established a relationship. With your authorization, we share a limited amount of information about you with your brokerage firm in order to execute securities transactions on your behalf. You may opt out of our sharing information with any of these entities by notifying us by telephone, text, fax, mail, email, or in person.

Our confidentiality and security practices

We restrict information about clients to those employees who need it to provide services to them. We maintain a secure office, including physical, electronic, and procedural safeguards that comply with applicable laws and regulations to guard clients’ nonpublic personal information. We provide our Privacy Notice to potential clients at the time we meet to discuss our services and at least annually after that to all current clients. If we materially change our privacy policy, we will notify you.

Part 2A of Form ADV

Our Form ADV brochure provides information about the qualifications and business practices of Arnold & Mote Wealth Management. If you have any questions, please contact us by telephone or email at: 319-393-4020 or 1-877-814-0920 or at Quinn@arnoldmote.com.

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